COMPLIANCE

Compliance Services for Businesses and Individual Clients

At Sviridenko & Partners, we understand that navigating the intricate landscape of regulatory compliance is crucial for both businesses and individual clients aiming to maintain seamless financial operations. Whether you operate a company that interacts with banks and payment service providers or manage personal financial matters requiring regulatory adherence, our expertise ensures that compliance challenges do not disrupt your transactions.

Our mission is to proactively address potential compliance risks, ensuring that your financial operations proceed without interruption. 

Banking Compliance

In today’s stringent regulatory environment, both businesses and individuals must comply with comprehensive banking regulations to maintain credibility and ensure uninterrupted access to financial infrastructures. Regulatory requirements continue to evolve, with banks and payment institutions imposing stringent policies to prevent financial crimes, money laundering, and fraud. Failure to comply can result in frozen accounts, rejected transactions, and restricted banking access.

Our banking compliance services are meticulously designed to help businesses and individuals align with these evolving requirements:

• Regulatory Compliance for Banking and Payment Systems – We assist businesses and private clients in aligning with the strict requirements set by banks, payment institutions, and financial regulators. This ensures stable banking relationships and seamless fund transfers, avoiding unnecessary delays or restrictions. Our approach is informed by the best practices of top Nordic and Baltic law firms.
• Development of Internal Compliance Frameworks for Businesses – Companies must implement internal policies that satisfy financial institutions’ compliance expectations. We help businesses create structured compliance programs that mitigate risks and facilitate smooth banking operations.
• KYC & KYB (Know Your Customer & Know Your Business) Compliance Support – Whether you are an individual client opening accounts or a business managing multiple banking relationships, we ensure compliance with KYC (Know Your Customer) and KYB (Know Your Business) requirements imposed by banks and payment systems. This helps prevent issues such as account restrictions and blocked transactions.
• Transaction Monitoring & Prevention of Rejections – Many businesses and individuals encounter unexpected issues when transactions are delayed or rejected due to compliance concerns. We implement proactive monitoring systems to prevent such disruptions and ensure the smooth processing of payments.
• Regulatory Reporting & Liaison with Financial Institutions – We provide full support in communicating with banks, payment processors, and regulatory bodies, ensuring that all compliance reports are prepared and submitted on time. We also assist in responding to bank inquiries regarding financial transactions.

By ensuring full compliance with banking regulations, Sviridenko & Partners helps businesses and individuals maintain stable relationships with financial institutions, avoiding unnecessary financial and operational risks.

Sanctions Compliance

With the intensification of global regulatory scrutiny, businesses and individuals must exercise heightened diligence to avoid inadvertent violations of international sanctions. Compliance failures can result in frozen assets, blocked transactions, reputational damage, and legal liability. Our sanctions compliance services are designed to safeguard your operations from such risks:

• Sanctions Risk Management for Businesses and Individual Clients – We guide companies and private clients in ensuring that their transactions comply with global sanctions regulations, thereby preventing unnecessary payment delays, bank account restrictions, or legal exposure.
• Pre-Transaction Screening & Continuous Monitoring – To avoid regulatory breaches, we conduct thorough due diligence on transactions and counterparties, screening them against international sanctions lists and regulatory requirements.
• Establishment of Internal Compliance Mechanisms – Businesses engaged in international trade or working with multiple financial institutions require structured compliance frameworks. We help companies implement risk-based controls to prevent inadvertent violations of sanctions laws.
• Responding to Financial Institution Inquiries – Many businesses and individuals receive compliance-related inquiries from banks concerning sanctions exposure, fund origins, or counterparty risks. We provide strategic guidance and direct assistance in responding to such inquiries, ensuring continued access to financial services.

By ensuring full compliance with banking and sanctions regulations, Sviridenko & Partners empowers businesses and individual clients to maintain stable relationships with financial institutions, thereby avoiding unnecessary complications that could impede operations, restrict financial transactions, or create regulatory exposure.